Aug 18, 2017 | 2017, 2017 Q4, Annual Meetings, Issues
HERE’S OUR ANALYSIS OF TOP DEVELOPMENTS – AND OUR ADVICE TO ISSUERS ON PREPARING FOR 2019
Aug 16, 2017 | 2017, 2017 Q2, Annual Meetings, Corporate Governance, Issues
Two other sets of developments this season also give us reason to think hard as we plan for 2018:
Aug 16, 2017 | 2017, 2017 Q4, Annual Meetings, Corporate Governance, Issues, Proxy, Shareholder Services
And on Allowing Non-Shareholders to Submit Shareholder Proposals as “Proxies”: Time for Some Tough Talk, We Say
Aug 15, 2017 | 2017, 2017 Q4, Annual Meetings, Best & Worst Practices, Corporate Governance, Issues, Proxy
Or Of What To Say And Do If Some Results Seem “Too Close To Call?”….Very Smart To Do These Days
Aug 15, 2017 | 2017, 2017 Q1, Annual Meetings, Best & Worst Practices, Investor Relations, Issues
And the winner is……. It’s been quite a few years since we handed out our once-annual Ficklefinger Award. With so much focus on good corporate governance practices over the past few years, most public companies are extremely wary of flicking a finger at...
Aug 15, 2017 | 2017, 2017 Q1, Annual Meetings, Inspectors of Election, Investor Relations, Issues
In our last issue we predicted that “diversity” would be a hot topic during the 2017 Meeting Season, and we are indeed happy to see a much overdue and much increasing focus here. We noted the new initiatives at State Street, and at several of the public pension funds...
Aug 15, 2017 | 2017, 2017 Q2, Annual Meetings, Corporate Governance, Investor Relations, Issues, Shareholder Services
This year’s big-meeting-season brought two earthshaking changes in the overall corporate governance climate that will, we believe, alter the landscape forever. Also, there were developments on political disclosure and so-called diversity proposals that issuers should...
Aug 14, 2017 | 2017, 2017 Q2, Annual Meetings, Best & Worst Practices, Corporate Governance, Financial Printing, Investor Relations, Issues
BofA’S DONATIONS TO SPECIAL OLYMPICS PRODUCED BIG NEW-VOTER TURNOUT: In our last issue we singled out Bank of America’s proxy package for special mention as “required viewing.” With most of the ‘big season’ now behind us, it remains the best and most effective set of...
Aug 4, 2017 | 2017, 2017 Supplement, Activist Investors, Annual Meetings, Interviews, Issues, Proxy
Ron Schneider, Director of Corporate Governance Services, Donnelley Financial Solutions
Aug 4, 2017 | 2017, 2017 Supplement, Annual Meetings, Interviews, Investor Relations, Issues, Retirement & Stock Plan Administrators, Shareholder Services
Margaret (Peggy) Foran, Chief Governance Officer, Senior Vice President and Corporate Secretary of Prudential Financial, Inc.
Aug 4, 2017 | 2017, 2017 Supplement, Annual Meetings, Document Design & Delivery, Interviews, Issues, Proxy, Shareholder Services, Transfer Agents, Virtual Meetings
An Interview with John Dunn, Vice President, U.S. Corporate Issuer Sales at Broadridge.
Aug 18, 2016 | 2016, 2016 Supplement, Annual Meetings, Issues
Rasing The Bar For Board Communication
Aug 18, 2016 | 2016, 2016 Q1, Annual Meetings, Issues
There is still time to bone up – and maybe right now is the very best time to do so – to be sure you are up to snuff on what really IS hot on the shareholder meeting scene…
Aug 18, 2016 | 2016, 2016 Q1, Annual Meetings, Issues
What’s the hottest thing for corporate citizens to be worried about as we head into the big spring meeting season?
Aug 18, 2016 | 2016, 2016 Q2, Annual Meetings, Issues, Virtual Meetings
This year, through June, Broadridge has enabled 140 Virtual Shareholder Meetings – almost all of them “virtual-only” – with no in-person attendees
Aug 18, 2016 | 2016, 2016 Q2, Annual Meetings, Issues, Virtual Meetings
How’s this for a shareholder meeting horror-story to take to heart?
Aug 18, 2016 | 2016, 2016 Q2, Annual Meetings, Issues, Proxy
Despite the relatively quiet season on the whole, we, and our Team of 50 Independent Inspectors of Election, experienced more weird and wacky events than ever before – and more events where corporate managers, and in many cases their outside counsel too, seemed way behind the curve.
Aug 18, 2016 | 2016, 2016 Q2, Annual Meetings, Issues
The big spring meeting season was surprisingly uneventful on the whole – with lots of proxy-access proposals passing – or being adopted voluntarily – and with most says-on-pay sailing by with 90%+ margins…much as we’d predicted.
Aug 18, 2016 | 2016, 2016 Q3, Annual Meetings, Issues
Back when the Volkswagen scandals first began to break – which seems like ages ago now – we warned readers that ethics and compliance issues were certain to move to the top-of-mind where shareholders of every stripe are concerned.
Aug 18, 2016 | 2016, 2016 Supplement, Annual Meetings, Issues, Virtual Meetings
How we communicate with each other, investors, and consumers is rapidly changing
Aug 18, 2016 | 2016, 2016 Q4, Annual Meetings, Inspectors of Election, Issues
We last issued our primer on tabulating and reporting on shareholder meeting votes in 2009 – and, since then, there have been so many changes in the landscape, we realized that an updated version was due…right about now…so here it is:
Aug 16, 2016 | 2016, 2016 Supplement, Annual Meetings, Issues, Shareholder Services
An Interview With Michael Mackey, President, Alliance Advisors, LLC
Aug 15, 2016 | 2016, 2016 Supplement, Activist Investors, Annual Meetings, Corporate Governance, History, Issues
Your editor-in-chief was fortunate to have been a witness to dozens and dozens of ‘performances’ by the Gilbert brothers at shareholder meetings, where he came to know them both.
Aug 14, 2016 | 2016, 2016 Supplement, Annual Meetings, Financial Printing, Investor Relations, Issues, Notice & Access, Technology
Will U.S. Companies Take a Cue from Their European Counterparts & Jump on This Rising Trend? By Erwin Groenendal of Tangelo Software Annual reports serve a vital function. Aside from fulfilling the SEC’s requirements with the Form 10-K, substantial annual reports...
Aug 4, 2016 | 2016, 2016 Supplement, Activist Investors, Annual Meetings, Issues, Proxy
Interview with Bruce Goldfarb, President & CEO of Okapi Partners