An Unusual – And Disturbing Trend This Season – Failing To Name The Auditor Up-front – And, For Shame – On Your Proxy Card
Through mid-April we’ve noted at least three instances where the Audit Firm’s name was omitted in both the summary of items on the ballot in the Proxy Statement – and on the Proxy Card itself. This is a totally unacceptable thing to do in our opinion – and makes us...Here Are The Three “Most Engaging Proxy Materials” From The Two-Dozen “Packages” We Received Through Mid-April
PEPSICO’s ANNUAL REPORT - Tops to date – and one of the two or three most engaging sets of reports over our 30+ years of reviewing proxy materials. Packed FULL of engaging soundbites, like the theme – “Winning with pep+” (which we have been doing for 30+ years) plus...21 Issuers Named And Shamed For Providing No Time To Vote
Governance guru Jim McRitchie’s post on his Corp.Gov.com website - with his review of a survey on 31 virtual annual meeting practices conducted by the Interfaith Center for Corporate Responsibility - was amplified considerably by a John Jenkins post on...When Pigs Fly
Ever hear this old expression, to indicate a totally unlikely event? Well damned, if pigs aren’t indeed flying high - on the proxy voting front! More kudos to Liz Dunshee for reporting that activist investor Carl Icahn’s fight for the rights of pregnant pigs not to be...A Better Way To Conduct a Proxy Fight: Save Time and Money… and Get The Results Right the First Time
An open letter to issuers, proxy solicitors and advisors and their legal counsel: Dear friends and colleagues; We are pleased and excited to announce that CT Hagberg LLC is now prepared to offer an outstanding roster of Independent Inspectors of Election who stand...A Few Notes On The Second Proxy Contest Conducted As A Virtual-Only Event… And On The Use Of A “Universal Ballot”
The OPTIMIZER’s sister-company, CT Hagberg LLC, provided the Independent Inspector of Election in September at what we believe was the second Virtual-Only proxy contest to date, at a small bank in the Midwest. Three of the bank’s investors, with roughly 30% of the...The Long and Sometimes Checkered Past of the Proxy Solicitation Business… An Article for Our History File, with Several Lessons Worth Learning
Following the announcement that EQ, the relatively new owners of Wells Fargo Shareholder Services was entering the proxy solicitation business, our good friend, loyal reader and fellow history lover Michael Mackey, President of Alliance Advisors, sent us an outline of the many comings and goings there have been in this fascinating and hotly contested space.
Fascinating Data About Proxy Solicitors And Legal Advisors In Contested Situations
Activist Insight Monthly, which regularly tracks info on contested situations, named Okapi Partners as the “Top Proxy Solicitor of 2019” - for the fourth consecutive year - based, we hasten to note, on the number of “deals” handled. The survey also named the leading...It’s Time To Smell The Coffee, Do Your Math – And To Very Carefully Count The House On Upcoming Proxy Votes
Every year around this time we remind readers that they should get an extra-early “jump” on planning for their Annual Meeting. And we offer our top-three tips on avoiding unexpected - and unwanted - and career-threatening meeting outcomes. Here they are: Never be...On the Proxy Solicitation and Advisory Scene
EQ hires Margaret (Peggy) O’Keefe as Managing Director, Corporate Governance, to beef up its new proxy business: “Peggy brings more than 20 years of experience to EQ. Her experience in corporate governance and executive compensation consulting and research will...Is Glass Lewis Adding Proxy Solicitation to its Expanding Private “Access” Services?
That’s the allegation from our friend and frequent noisemaker Gary Lutin, following the announcement of a new service, posted to the Harvard Governance Blog by Katherine Rabin, Glass, Lewis & Co., on Sunday, March 31, 2019…just in time for Lutin’s April Fool’s Day re-post and riposte.
Hot Topics, Trends, and Tips for Transforming Shareholder Relations in 2019
Some practical advice, cost savings tips, and details of the hot topics and trends in the field of proxy solicitation and governance advisory work: As a proxy firm, our business brings us in contact with the most influential institutional investors in the world and...Comments on the Proxy Process in Advance of the SEC’s November 15 ‘Roundtable
In this letter, I will try to focus primarily on Over-Voting and Under-Voting, “Empty Voting,” Technology and Innovation (where I have reconsidered a few of my 2010 comments) and, very briefly, on Improving Retail Shareholder Participation. Brent J. Fields,...PEOPLE: MORE MOVES OF KEY STAFFERS IN PROXY-LAND; MORE TO COME, WE PREDICT
September was a very busy month for key providers and several key staffers in Proxy-Land, starting with an announcement from Morrow Sodali
COMING SOON: “VOTES HAVE VALUE”
A plain-English primer on exactly HOW shareholder votes have value…on WHY individual investors should make time to cast their votes….
Hot Issues for Your Annual Meeting
A transcript of TheCorporateCounsel.net’s March 2nd webcast, with experts Keith Bishop, Partner, Allen Matkins LLP, Carl Hagberg, Independent Inspector of Elections and Editor of The Shareholder Service Optimizer, Roxanne Houtman, Partner, Potter Anderson Corroon LLP, and Jill Whitney, VP – Client Services, Broadridge.
Hot Issues for Proxy Tabulation and Vote Reporting
Did you know that there are at least eight kinds of proxy tabulators out there these days?
Our Top 5 Tips To Widen The Margin of Victory in Close Contests
Start with a rigorous, numbers-oriented analysis of your company’s shareholder base – ninety days before the record date, and again, as of the record date.
Misguided SEC “Guidance” On No-Action Letters
And on Allowing Non-Shareholders to Submit Shareholder Proposals as “Proxies”: Time for Some Tough Talk, We Say
Ever Think About a Tied Vote?
Or Of What To Say And Do If Some Results Seem “Too Close To Call?”….Very Smart To Do These Days
Financial Choice Act Passes the House, With Major Changes in Proxy Proposal Rules:
ISSUERS; BEWARE OF GETTING WHAT YOU WISH FOR, WE WARN…
The Hottest Proxy Issues in 2018
Q&A with Bruce H. Goldfard, President & CEO of Okapi Partners
Hot Issues for 2018 Proxy Season Preparation
Ron Schneider, Director of Corporate Governance Services, Donnelley Financial Solutions
Striving To Deliver Greater Convenience and Control
An Interview with John Dunn, Vice President, U.S. Corporate Issuer Sales at Broadridge.
