Aug 18, 2015 | 2015, 2015 Q4, Annual Meetings, Issues
An all-time record number of “deals” were announced in 2015 – falling just shy of the $5 trillion mark, at $4.7 trillion.
Aug 16, 2015 | 2015, 2015 Q1, Issues, Transfer Agents
Our Top Tips On Protecting Your Company From T-A-Related Liabilities: Doing It Yourself? Bad Advice!
Aug 16, 2015 | 2015, 2015 Q3, Issues, Transfer Agents
Much More Shrinkage Still To Come, We Say
Aug 16, 2015 | 2015, 2015 Q2, Dividend Reinvestment Plans, Issues
We Guarantee That Your Company Will Benefit From A Fresh And Careful Re-Look… And Maybe A Major Makeover… And If You Don’t Have One, You Should Take A Look At That Too
Aug 16, 2015 | 2015, 2015 Q3, Corporate Governance, Issues
A Few Important Take-Aways For Issuers – And A Few “Shades Of The Bad Old Days” Worth Noting
Aug 15, 2015 | 2015, 2015 Q1, Activist Investors, Issues
Many Seminal Developments To Watch… And Our Comments On Bad Advice… And Good
Aug 15, 2015 | 2015, 2015 Q2, Activist Investors, Issues
“SEC Chief Tilts Again to Activists” the WSJ headline screamed, on page-1 of the June 26 Money & Investing section, reporting on Chairman Mary Jo Wight’s remarks at the Society of Corporate Secretaries conference where she endorsed the universal ballot idea, and urged companies to adopt one voluntarily in a proxy fight…”
Aug 15, 2015 | 2015, 2015 Q3, Activist Investors, Issues
Another Of The Optimizer’s Governance Predictions Comes Through… In A Flash
Aug 15, 2015 | 2015, 2015 Q1, Issues, Technology
But A Surprising Number Of Companies Dig-In Their Heels About Reviewing And Expanding Their Internal Control Environment… Do Not Be One Of Them… Or Use One Of Them, We Warn
Aug 15, 2015 | 2015, 2015 Q1, Issues, Records Management
It’s been about ten years now since we last wrote about scripophily – the semi-secret, sometimes all-consuming and, all too often, totally illicit love for old stock certificates.
Aug 15, 2015 | 2015, 2015 Q4, Investor Relations, Issues
In our last issue we published some pretty grim statistics about the huge number of individual investors that have given up on owning common stock. We are at the lowest levels since the Depression. And as we write this, the U.S. stock markets are following China’s...
Aug 14, 2015 | 2015, 2015 Q3, Annual Meetings, Compliance & Ethics, Corporate Governance, Issues
Big After-Shocks To Come, And A Major “Raising Of The Bars” Across The Board, We Predict… So Get Ready We love to crow about our long record of predicting “the next big thing in the corporate governance world” - but you sure don’t need a crystal ball this fall to know...
Aug 14, 2015 | 2015, 2015 Q3, Compliance & Ethics, Issues
Long-term readers know that badly designed and executed stock-buyback programs - and especially those programs where buyback money goes straight to “money heaven” instead of into the pockets of shareholders - are one of our top bugaboos. Lately - huzzah! - a lot of...
Aug 14, 2015 | 2015, 2015 Q4, Compliance & Ethics, Issues
A Few Strategies To “Share The Wealth” - Albeit Modestly - With “Regular People” The growing gap between the incomes and total wealth of the “one-percenters” and the rest of us has been getting more and more attention of late, as well it should. And this is before...
Aug 14, 2015 | 2015, 2015 Q4, Compliance & Ethics, Issues
THE “2020” CAMPAIGN IN THE U.S. – TO HAVE 20% WOMAN BOARD MEMBERS BY 2020 – SEEMS LESS LIKE 20:20 VISION AND MORE LIKE A BAD CASE OF MYOPIA A just-out study from index provider MSCI shows that companies with “strong female leadership”, which they define as...
Aug 8, 2015 | 2015, 2015 Q2, Abandoned Property, Issues
And Promise A Film On “The Biggest Financial Industry Cover-Up In History”
Aug 8, 2015 | 2015, 2015 Q2, Abandoned Property, Issues
“I am disappointed that you have not been the strong leader that many had hoped for and that you promised to be” Senator Elizabeth Warren (D-MA)
Aug 8, 2015 | 2015, 2015 Q3, Abandoned Property, Issues
Three cheers for the Shareholder Services Association and the Securities Transfer Association for taking the initiative here!
Aug 8, 2015 | 2015, 2015 Q3, Abandoned Property, Issues
In March of this year, plaintiffs JLI INVEST S.A., and LIN INVEST S.A., filed suit in Massachussetts against Computershare Trust Company and related subsids, Idenix Pharmaceuticals, Merck and Co. and a Merck subsid…
Aug 8, 2015 | 2015, 2015 Q4, Abandoned Property, Issues
Plains, a Delaware limited partnership, has filed a lawsuit seeking a declaratory judgment and injunctive relief from the state-initiated unclaimed property audit.
Aug 8, 2015 | 2015, 2015 Q4, Abandoned Property, Issues
Your editor went to the annual meeting of the Midwest Securities Transfer Association a few months ago, where he was stunned to learn that third-party abandoned property “auditors” were suddenly propagating like flies on a big, fat, abandoned pie…
Aug 8, 2015 | 2015, 2015 Q4, Abandoned Property, Issues, Transfer Agents
The Board of the Shareholder Services Association (the “SSA”) will have the honor of ringing the iconic New York Stock Exchange closing bell at the end of trading on Wednesday, May 18, 2016, in celebration of the SSA’s 70th anniversary.
Aug 4, 2015 | 2015, 2015 Supplement, Document Design & Delivery, Financial Printing, Interviews, Notice & Access, Technology
An Interview with Erwin Groenendal of Brooklyn-Based Tangelo Software
Aug 18, 2014 | 2014, 2014 Q1, Annual Meetings, Issues, Proxy
Long-term readers will recall, we hope, our many articles on “The Best and Worst Annual Meeting Materials to Cross Our Desk” each year – many of which inspired readers to do better, we were told – many of which engendered hearty belly-laughs – and some of which inspired pure pity, for the poor fools who’d fouled up badly.
Aug 18, 2014 | 2014, 2014 Q1, Annual Meetings, Issues
Corporate Secretaries, meeting planners, IRO folks andothergovernanceprofessionalsaskabout Annual Meeting Briefing-Book practices at virtually every conference on such matters we’ve ever attended.