Aug 8, 2009 | 2009, 2009 Supplement, Abandoned Property, Best & Worst Practices, Compliance & Ethics, Issues
Recent developments have underscored the value of “staying connected” to shareholders in an attempt to prevent escheatment or preserve the immunity granted by states when a corporation or its transfer agent escheats securities to a state as unclaimed property.
Aug 4, 2009 | 2009, 2009 Supplement, Interviews, Issues, Proxy
An Interview With Michael Mackey, Managing Partner, Alliance Advisors, LLC
Aug 4, 2009 | 2009, 2009 Supplement, Interviews, Investor Relations, Issues
Our Annual Interview With Ellen Philip, Of Ellen Philip Associates.
Aug 4, 2009 | 2009, 2009 Supplement, Interviews, Issues, Proxy
An Interview With Artie Regan Of Regan & Associates, Inc.
Aug 4, 2009 | 2009, 2009 Supplement, Activist Investors, Best & Worst Practices, Interviews, Investor Relations, Issues
An interview with Bruce Goldfarb, President & CEO and Patrick McHugh, Senior Managing Director of Okapi Partners
Aug 4, 2009 | 2009, 2009 Supplement, Activist Investors, Interviews, Issues
An Interview With Ed Durkin, Director, Corporate Affairs Department, United Brotherhood Of Carpenters
Aug 4, 2009 | 2009, 2009 Supplement, Interviews, Investor Relations, Issues, Transfer Agents
An Interview With Katie Sevcik And Deb O’Donnell
Aug 4, 2009 | 2009, 2009 Supplement, Interviews, Investor Relations, Issues
An Interview With Jay Mchale, President, US Equity Services, Computershare
Aug 4, 2009 | 2009, 2009 Supplement, Best & Worst Practices, Interviews, Issues
What Do You Plan To Focus On Most Intently, And What Advice, If Any, Do You Have For Readers?
Aug 19, 2008 | 2008, 2008 Q3, History, Issues
Former DTC Chairman and CEO William F. Jaenike writes about…
Aug 16, 2008 | 2008, 2008 Q1, Issues, Notice & Access
So far, the biggest development seems to be how unprepared most companies are to deal with the tighter deadlines that N&A requires…
Aug 16, 2008 | 2008, 2008 Q4, History, Issues
The SSA – And We – honor Harry Poulakakos –Owner Of the World-Famous Harry’s Bar Of Hanover Square… “Wall Street’s Favorite Watering Hole” For Over 36 Years. What Valuable Lessons There Are To Be Learned Here!
Aug 16, 2008 | 2008, 2008 Q4, Dividend Reinvestment Plans, Issues
And With News Of Fresh Dividend Cuts Every Day… We Ask… “Is Buy-And-Hold Investing Dead???”
Aug 16, 2008 | 2008, 2008 Q1, Annual Meetings, Best & Worst Practices, Issues
In a move that was mighty hard for followers of the current credit market mess to miss – but one that warrants additional notice, we think – Regions Financial Corp. took four full pages of the March 18th Wall Street Journal – the first page in impossible-to-ignore chartreuse, which added even more big money to the big media ‘buy’ – to reprint the first four pages of its Annual Report.
Aug 16, 2008 | 2008, 2008 Q2, Best & Worst Practices, Investor Relations, Issues, Transfer Agents
Heaven help us, we were so stressed out with our own regular work we almost for got to take the tax-season stress test this year.
Aug 16, 2008 | 2008, 2008 Q3, Annual Meetings, Best & Worst Practices, Issues
It’s that time again, for one of our longest-running and most-read columns…And this year, emulating those “bests” and avoiding those “worsts” seems more important than ever.
Aug 16, 2008 | 2008, 2008 Q3, Annual Meetings, Best & Worst Practices, Issues
Let’s take our own advice and cut straight to the chase: WHY is it the best annual meeting we’ve ever been to? Three big reasons; it’s a huge moneymaker for Berkshire Hathaway shareholders…it treats shareholders with the total respect they deserve…and…it’s a ton of fun.
Aug 16, 2008 | 2008, 2008 Q3, Best & Worst Practices, Inspectors of Election, Issues, Proxy
This interview first appeared in the Fall edition of Broc Romanek’s new publication, InvestorRelationships.com, which also covered another important “hot topic” in its inaugural issue, with a “Roadmap to Regulation FD under the SEC’s new website guidance”.
Aug 16, 2008 | 2008, 2008 Supplement, Best & Worst Practices, Issues
And Offer Some Practical Tips On Things To Do And What To Watch Out For As You Shop The Marketplace…
Aug 16, 2008 | 2008, 2008 Q4, Annual Meetings, Best & Worst Practices, Issues, Proxy
Wow, we noticed… it’s been 10 years since we listed our top-ten proofreading tips… tips which several readers told us they had tacked to their walls.
Aug 15, 2008 | 2008, 2008 Q1, Activist Investors, Annual Meetings, Issues
The first thing to catch our eye; the number of “official proxy fights” already underway is 33% higher than last year ’s previously record-breaking rate
Aug 15, 2008 | 2008, 2008 Q2, Activist Investors, Annual Meetings, Issues
Every year around this time we try to reflect on the Spring Annual Meeting Season – to try to make some sense out of all the things we saw, and heard, and read…
Aug 15, 2008 | 2008, 2008 Supplement, Activist Investors, Executive Compensation & Search, Issues
By Reid Pearson, Managing Director, The Altman Group, Inc.
Aug 15, 2008 | 2008, 2008 Q3, Best & Worst Practices, Issues, Technology, The Basics
IT’S HIGH-TIME YOU RE-CHECKED THE DATA-SECURITY AT YOUR VENDORS, the Optimizer warned, in our second-quarter 2005 issue, following a truly startling cluster of major data-breaches at companies like BofA, Choice Point, Citicorp and Wachovia…and where we offered a long checklist of points to check on.
Aug 15, 2008 | 2008, 2008 Q2, Issues, Money Saving Ideas, Notice & Access
The Broadridge statistics on N&A are out for the period ending May 31, 2008 – the high season for annual meeting mailings – and the numbers are impressive.