Aug 15, 2008 | 2008, 2008 Supplement, Activist Investors, Executive Compensation & Search, Issues
By Reid Pearson, Managing Director, The Altman Group, Inc.
Aug 15, 2008 | 2008, 2008 Q3, Best & Worst Practices, Issues, Technology, The Basics
IT’S HIGH-TIME YOU RE-CHECKED THE DATA-SECURITY AT YOUR VENDORS, the Optimizer warned, in our second-quarter 2005 issue, following a truly startling cluster of major data-breaches at companies like BofA, Choice Point, Citicorp and Wachovia…and where we offered a long checklist of points to check on.
Aug 15, 2008 | 2008, 2008 Q2, Issues, Money Saving Ideas, Notice & Access
The Broadridge statistics on N&A are out for the period ending May 31, 2008 – the high season for annual meeting mailings – and the numbers are impressive.
Aug 15, 2008 | 2008, 2008 Supplement, Annual Meetings, Best & Worst Practices, Issues, Money Saving Ideas, Notice & Access, Proxy
By Rhoda Anderson, President, Rhoda Anderson Associates, and Co-Founder, EZOnlineDocuments
Aug 15, 2008 | 2008, 2008 Q2, Best & Worst Practices, Investor Relations, Issues, Transfer Agents
Heaven help us, we were so stressed out with our own regular work we almost for got to take the tax-season stress test this year.
Aug 15, 2008 | 2008, 2008 Q4, Investor Relations, Issues
Sad as your editor was to see a scheduled proxy fight disappear unexpectedly, along with all the excitement such events bring…not to mention the paycheck…
Aug 14, 2008 | 2008, 2008 Q4, Compliance & Ethics, Issues
FOR STARTERS, LET’S RID OURSELVES OF THAT FALSE DICHOTOMY – AND THE TOTALLY STUPID DEBATE ABOUT ‘RULES-BASED’ VS. ‘PRINCIPLES–BASED’ REGULATION: While principles are great – and we should all have ‘em – we all need RULES for the really important stuff. The fact is...
Aug 14, 2008 | 2008, 2008 Q4, Compliance & Ethics, Issues
Just a few short months ago, we met with a fairly large group of very senior public-company people…and one of the top worries that surfaced was the kind of pressure there’d be for quick regulatory ‘fixes’…with all the disruption, extra work - and all the unforeseeable...
Aug 14, 2008 | 2008, 2008 Q4, Compliance & Ethics, Issues
TOTALLY ELIMINATE NAKED SHORT SELLING: We still can’t figure why smart people haven’t been able to understand exactly how naked short sales cheat investors – and how they can and do create cascades of sales to spook legitimate investors into panic selling – so the...
Aug 8, 2008 | 2008, 2008 Q1, Abandoned Property, Issues
IN THE PROXY WORLD: D.F. King & Co., Inc., – which some industry experts consider to be the biggest U.S. proxy solicitation firm, based on gross revenues
Aug 8, 2008 | 2008, 2008 Q1, Abandoned Property, Issues
And Reorg Transactions Is Widely Expected To Become Mandatory Stop This Train We Say, Or Put It On A Better Track… Before It’s Too Late, And Before Issuers Go Broke Trying To Comply
Aug 4, 2008 | 2008, 2008 Supplement, Activist Investors, Annual Meetings, Interviews, Issues
An Interview with Richard C. Ferlauto, Director Corporate Governance and Pension Investment, American Federation of State, County and Municipal Employees, AFL-CIO
Aug 4, 2008 | 2008, 2008 Supplement, Abandoned Property, Interviews, Issues
An Interview with Eric van Aalst and Kevin Penzien of CITCO
Aug 4, 2008 | 2008, 2008 Supplement, Interviews, Issues, Transfer Agents
An Interview with Todd May, of Wells Fargo Shareowner Services
Aug 4, 2008 | 2008, 2008 Supplement, Interviews, Issues, Transfer Agents
An interview with Jay McHale, President, US Equity Services, Computershare
Aug 4, 2008 | 2008, 2008 Supplement, Compliance & Ethics, Interviews, Issues
An interview with Lori Trezza, V.P. Product Management at DTCC
Aug 4, 2008 | 2008, 2008 Supplement, Interviews, Issues, Technology
An interview with Rich Scotti of Scotti Graphics
Aug 4, 2008 | 2008, 2008 Supplement, Abandoned Property, Compliance & Ethics, Interviews, Issues
An Interview with Michael Mackey, Managing Partner, Alliance Advisors, LLC
Aug 4, 2008 | 2008, 2008 Supplement, Interviews, Issues, Proxy
An Interview with Michael Mackey, Managing Partner, Alliance Advisors, LLC
Aug 4, 2008 | 2008, 2008 Supplement, Best & Worst Practices, Employee Stock Ownership, Interviews, Issues
An interview with Ellen Philip and Cal Donly of Ellen Philip Associates
Aug 4, 2008 | 2008, 2008 Supplement, Interviews, Issues, Proxy
An Interview with Tom Kies and John Siemann, Partners at Laurel Hill Advisory Group, LLC
Aug 4, 2008 | 2008, 2008 Supplement, Abandoned Property, Interviews
Lydia Beebe, Corporate Secretary and Governance Officer, Chevron Corp.