Remember Our Prediction That Board “Diversity” Will Have a Big Breakaway Year in 2017?
Just as we began this issue, we discovered, in a September 30 article on TheStreet.com by reporter Robert Orol that Diversity Measures on Corporate Boards had already had a “Breakout Year” – and that yes, 2017 will be a “Breakaway Year” for sure. And it sure looks to...
Audits & Opportunities
Unclaimed Property Compliance Update. A review of the current unclaimed property enforcement environment and recent legislative developments.
Carl Hagberg’s Comments to the SEC – Transfer Agency Industry
After almost 30 years of no action, the SEC asked for comments on a “mega-list” of proposed initiatives to regulate the transfer agency industry, which has changed beyond recognition…
Huge News On The Abandoned Property Front
As we just learned at the SSA conference in July, a sweeping re-draft of the so-called Uniform Abandoned Property Act has been approved, that would, among other things, call for state treasurers to wait at least three years before selling any “underlying securities” deemed abandoned…
Insights on some of the most important tools and skill-sets that public companies need to have at the ready as we head into the 2017 proxy season…
Interview with Bruce Goldfarb, President & CEO of Okapi Partners
Improve Your Retail Vote
Interview with Ellen Philip, ELLEN PHILIP Associates The Optimizer's Editor In Chief Interviews Ellen Philip of Ellen Philip Associates “Among the first things that issuers need to do this year, is to step back a bit, take a hard, fresh, numbers-oriented look at their...
Yikes – They’re Back, As Warned: Last-Minute Proxy Fights… And Supposedly “Irrevocable” Proxies
And Those Dangerous “Floor Votes” Too… Very Badly Advised!
Proxy Statements Transitioning From Compliance To Communications-Focused Documents
By Ron Schneider, Director, Corporate Governance Services, RR Donnelley
Another Proxy Voting Scam – And The Scamsters – Revealed
SCAMSTERS MASQUERADING AS INVESTORS MANUFACTURE PROXY VOTES IN A FAILED AT EMPT TO SEAL A DEAL…THE BIG SURPRISE? NOTHING REALLY NEW HERE: WHO’S WATCHING THE PROXY BIZ ANYWAY?
Our Top Takeaways From The Spring 2015 Annual Meeting Season
The biggest takeaway, by far, is how much smooth sailing those proxy access proposals with 3% ownership and 3-year holding periods encountered… pretty much as we predicted.
