What To Do If The Power Goes Off At Your Shareholder Meeting… While The Fire Alarms Shriek Alarmingly
How’s this for a shareholder meeting horror-story to take to heart?
The Weirdest Events To Cross Our Desk During The Spring Meeting Season
Despite the relatively quiet season on the whole, we, and our Team of 50 Independent Inspectors of Election, experienced more weird and wacky events than ever before – and more events where corporate managers, and in many cases their outside counsel too, seemed way behind the curve.
A Quick Overview Of The Big Spring Meeting Season…Plus Our Bets On Next Year’s Hottest Meeting Issues
The big spring meeting season was surprisingly uneventful on the whole – with lots of proxy-access proposals passing – or being adopted voluntarily – and with most says-on-pay sailing by with 90%+ margins…much as we’d predicted.
Now’s the Time to Start on Your Annual Meeting Briefing Book, as Ethics and Compliance Issues Jump to the Top of Activist and Issuer Agendas
Back when the Volkswagen scandals first began to break – which seems like ages ago now – we warned readers that ethics and compliance issues were certain to move to the top-of-mind where shareholders of every stripe are concerned.
Re-Tooling your IR and Governance Tool-Kits
How we communicate with each other, investors, and consumers is rapidly changing
Our Newly Revised Primer on Tabulation and Reporting Shareholder Meeting Votes
We last issued our primer on tabulating and reporting on shareholder meeting votes in 2009 – and, since then, there have been so many changes in the landscape, we realized that an updated version was due…right about now…so here it is:
Transfer Agents & Issuers: Are You Prepared For The Future?
The 2015 Industry Index Helps Us Get To Safe Shores
TWO PROPOSED STEPS TOWARD A BETTER RESOLUTION OF THE “STRANDED DRP PROBLEM”
The first, and perhaps the most urgently needed step, we say, is for issuers to review the Terms and Conditions governing their own plan, and revise them so that any time the Plan balance is less than one full share, the Plan Agent will, henceforth, liquidate the fractional share, send a check, and close the account.
“STRANDED DRPS” ARE COSTING ISSUERS BIG BUCKS – LITERALLY “FOR NOTHING”
As we’ve noted in previous issues, your editors, and many of our savvier and busier friends, have been trying to clean up most of our smallish DRP and DSPP accounts. Why? Because of all the paperwork they generate – but also to be able to consolidate all our investments in a single place.
Another Look at Transfer Agent Market Share; The Real Decider, We Say, of Transfer Agent Success… and Survival
Recently, a reader sent us a link to a web-posting from a firm called Auto Analytics, which has been tracking Transfer Agent market share since 2012, based on the number of companies that are active SEC registrants. This way of measuring market share produces very...
