SEC ISSUES NEW TRANSFER AGENT RULES FOR COMMENT – THE FIRST SUBSTANTIAL REVISITATION AND RELEASE SINCE THE 1980s

After briefly mentioning the many changes we’ve seen in technologies – and in the securities processing space in general since the ‘80s … and in what may be the understatement of the century:  “the Commission concludes that there is a disconnect between the transfer...

READER ALERT! CAN A SINGLE PERSON CONSTITUTE A “COMMISSION”? – AND DECLARE A QUORUM OF ONE?

“Here’s what Jim McRitchie has done” – and what we’d urge all of you to follow up on: “Because the SEC didn’t open a comment period, I filed a petition for rulemaking under Rule 192 of the SEC’s Rules of Practice, asking the Commission to rescind the amendment, or at...

HAS THE SEC BECOME TOTALLY UNTETHERED FROM THE REAL WORLD?

HERE ARE THREE MORE GRIM SIGNS THEY ARE… FORGING AHEAD TO REPEAL PROXY RULES WITH OVER 90 PERCENT OF THE PUBLIC COMMENTS OPPOSED – and literally hundreds of examples from investors, and from public companies of every stripe, as to how important sensible proxy...

SEC Chair Drops Three Bombshells: Questions Precatory Proposals and Defers to State Laws Like Texas’s $1M Threshold — The End of Proxy Regulation as We Know It?

In his Keynote Address at the John L. Weinberg Center for Corporate Governance’s 25th Anniversary Gala on Oct. 9, 2025. SEC Chairman Paul S. Atkins started off on a high note:  “I am delighted to discuss one of my top priorities as Chairman, which is to make being a...

On the Supplier Scene: 2018Q2

Computershare is set to purchase Equatex – “a Zurich based employee share plans administrator with a strong business across Europe [whose] 220+ employees provide a range of employee share plans administration solutions for over 160 clients…

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WANT TO GET YOUR BLOOD A’BOILIN’??  READ WHAT UK DIRECTORS HAD TO SAY ABOUT THE SHORTAGE OF WOMEN LEADERS ON BOARDS…AND IN THE WORKPLACE

“All the ‘good’ women have already been snapped up.” “I don’t think women fit comfortably into the board environment” “There aren’t that many women with the right credentials and depth of experience to sit on the board—the issues covered are extremely complex” “Most...

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Hot Issues for Your Annual Meeting

A transcript of TheCorporateCounsel.net’s March 2nd webcast, with experts Keith Bishop, Partner, Allen Matkins LLP, Carl Hagberg, Independent Inspector of Elections and Editor of The Shareholder Service Optimizer, Roxanne Houtman, Partner, Potter Anderson Corroon LLP, and Jill Whitney, VP – Client Services, Broadridge.

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Podcast Alert: Annual Meeting Season 2026 — Expert Advice from Carl & Peder Hagberg


Carl and Peder Hagberg of The Shareholder Service OPTIMIZER join Meredith Ervine from TheCorporateCounsel.net to discuss proxy season risks, virtual meetings, and shareholder engagement for 2026.

 Listen to hear their insights on this year’s annual meeting season.

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