1. A pressing need to “wake up, smell the coffee, do your math and count the house carefully”
    re: 2020 proxy issues.
  2. A new need to re-visit and re-articulate “the purpose of the corporation” in response to the recent Business Roundtable and Council of Institutional Investors calls for action.
  3. Need to recognize fast-growing voter support for environmental issues among investors of all ages…including calls for more robust financial analysis and disclosures on climate change and ‘sustainability’ - and calls for more robust action plans.
  4. Need to recognize growing calls for more diversity - and for better “human capital management“ in general.
  5. A new focus on succession planning in light of record-high CEO turnover in 2019.
  6. Growing requirements for more rigorous board and committee evaluations - and for more robust information sharing about the process - and the results.
  7. Growing instances of votes-no for directors at companies that are seen as being in need of “director refreshment” or as “ESG laggards”.
  8. More votes-no on say-on-pay proposals to “send a message” to management - not just about pay but about other perceived mis-steps or shortcomings.
  9. Continuing threats from activist investors and ‘financial engineers’ seeking renovations and often complete overhauls - and outright control - of public companies: calls for actions via “consent solicitations”.
  10. Increasing needs for public companies to recognize potential challenges to the status-quo - and to “get out front early” on potential issues.
  11. Increasing needs for early outreach to - and “engagement with” - key investor constituents.
  12. A pressing need to know who the influencers are - and how best to engage them.
  13. Need for public companies to do a better job of summarizing their ESG record up-front - in Annual Reports and related proxy materials.
  14. Need to cultivate, and to increase, individual investor and employee-investor engagement and voting: They will often be the deciding factor in closely contested matters.
  15. Need to get up to speed - and to get your shareholder communications up to speed for mobile voting.
  16. Need to stay fully compliant - and to be sure that all of your suppliers are fully compliant with all rules and regs: Hot issues = cybersecurity, investor privacy, records retention, state escheatment laws - and the need for tight security over shareholder information, both within the company and at all outside suppliers.
  17. Need to do all of the above within tight
    bugetary constraints.
  18. Need to watch your backs - and stay alert to the fast-changing and basically over-crowded supplier-scene: Many of today’s suppliers are likely to be gone within five years!
  19. Need to have suppliers who can bring good ideas to the table; ideas that add value without adding new costs.
  20. Need to have trusted suppliers who “get it” - who can spring into action instantly - and who are among the “very best in class”.

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