“MINI-TENDER” OFFERORS ARE BACK AGAIN
“HEED THE JUDGE” IN A LANDMARK CASE, BEFORE TURNING OVER YOUR SHAREHOLDER RECORDS TO UNKNOWN AND POSSIBLY UNSCRUPULOUS “SERVICE PROVIDERS.”
Article2017 - Q2
Improve Your Retail Vote
Interview with Ellen Philip, ELLEN PHILIP Associates
Article2016 Year-End Special Supplement
Carl Hagberg's Comments to the SEC - Transfer Agency Industry
After almost 30 years of no action, the SEC asked for comments on a "mega-list" of proposed initiatives to regulate the transfer agency industry, which has changed beyond recognition, and in numerous ways, since their last real rule-making. Read Carl Hagberg's, sometimes contrarian comments - based on 32 years of experience in and 23 around the transfer agency business.
Scripophily: Back With A Vengeance… Do You Know Where Your Old Stock Certificates Really Are?...
Plus… Our Advice On Shareholder Records That Should Be Retained Forever