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  1. Huge News On The Abandoned Property Front

    Article

    2016 Q2
  2. Shareholder Services Association to Ring Closing Bell at the New York Stock Exchange

    The Board of the Shareholder Services Association (the “SSA”) will have the honor of ringing the iconic New York Stock Exchange closing bell at the end of trading on Wednesday, May 18, 2016, in celebration of the SSA’s 70th anniversary.

    Article

    2015 Q4
  3. Carl Hagberg's Comments to the SEC - Transfer Agency Industry

    After almost 30 years of no action, the SEC asked for comments on a "mega-list" of proposed initiatives to regulate the transfer agency industry, which has changed beyond recognition, and in numerous ways, since their last real rule-making. Read Carl Hagberg's, sometimes contrarian comments - based on 32 years of experience in and 23 around the transfer agency business.

    Article

  4. Audits & Opportunities

    Unclaimed Property Compliance Update. A review of the current unclaimed property enforcement environment and recent legislative developments.

    Article

    2016 January Special Supplement
  5. Warning: State Abandoned Property “Auditors” Are Running Rampant And Creating Big Risks For Public...

    Your editor went to the annual meeting of the Midwest Securities Transfer Association a few months ago, where he was stunned to learn that third-party abandoned property “auditors” were suddenly propagating like flies on a big, fat, abandoned pie - and descending on unsuspecting public companies and on their transfer agents with totally outrageous and unacceptable demands.

    Article

    2015 Q4
  6. Plains All American Pipeline Sues Delaware Over Abandoned Property Audit

    Article

    2015 Q4
  7. Think That Abandoned Property Is Not A Big Deal For You Or Your Company? Think Again

    Article

    2015 Q3
  8. The SSA And STA File Joint Amicus Brief With The US Supreme Court RE: State “Takings” of Abandoned...

    Article

    2015 Q3
  9. Messin’ With Mary Jo: She and The SEC As A Whole–Face A Firestorm Of Criticism

    Article

    2015 Q2
  10. Out Of Our In-Box: Whistle Blowers Spark Lawsuits Against The Four Big ADR Depositary Banks

    And Promise A Film On “The Biggest Financial Industry Cover-Up In History”

    Article

    2015 Q2